The FINRA Manual keeps investment professionals up to date on all our official regulations. It outlines FINRA's unique rules and guidelines, as well as our ...
Explore our latest regulatory updates—as well as longtime policies—in our rulebook. Explore the rulebook. TRY FIRST. The FINRA Rulebook Search Tool™ ...
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FINRA is working toward a new consolidated rulebook, which seeks not only to harmonize and streamline existing rules, but also to give consideration to the ...
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FINRA's rulemaking process requires internal and external reviews to ensure new guidelines protect investors and market integrity: New Rule Proposals: